About Me
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BIO
I'm a self-motivated Developer with training in developing web applications looking to transition over from Finance industry to Software Development.
BrightHouse Financial
Compliance Analyst
October 2019 - Current
Compile data and provide daily analysis of various regular and adhoc service delivery results to management for review and determination. Review and analyze producer credentials to ensure compliance with company and regulatory licensing, appointment, and securities registrations Assist with broker onboarding, state insurance licensing, insurance company appointments, FINRA registrations, background checks, and training requirements Conduct research on cases requiring in-depth study and analysis
Ally Financial
Operations Associate
February 2019 - July 2019
Review Client trade confirmations and account statements that are used in the monitoring process. Responsible for performing various functions to help process and support firms’ staff and clients. Review daily trade exception reports of Client and transfer the assets. Engaged in a variety of daily tasks including cashiering and funds movement, New Accounts, ACAT's, etc.
Mass Mutual Financial
Investment Service Specialist
June 2017 - October 2018
Review broker dealer new business accounts openings for accuracy and completeness. Processed large quantity of documents and sensitive documents in a timely and professional matter for records keeping. Process required account paperwork and provide customer service for new and existing business accounts.